Job Description
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services, approximately $218 billion in global client assets invested in 1,760 funds, as of January 2025.
iCapital has been named to the Forbes Fintech 50 for seven consecutive years (2018-2024); a three-time selection by Forbes to its list of Best Startup Employers (2021-2023); and a four-time winner of MMI/Barron's Solutions Provider award (See link below).
About the Role
iCapital is looking for a Compliance Associate candidate to join its Regulatory and Compliance group, focused on broker-dealer compliance. This team member will oversee employee-related compliance matters such as the review and approval of employees outside brokerage accounts, personal trading activities, private investments, and outside business activities. The candidate will also be responsible for generally assisting the Regulatory and Compliance team with various compliance focused tasks, including updates to policies and procedures and monitoring and testing.
Responsibilities
Qualifications
Benefits
The base salary range for this role is $ 90,000 to $ 115,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit -us Twitter: @icapitalnetwork | LinkedIn: -network-inc | Awards Disclaimer: -us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Overview: Find Your Passion and Purpose as a Home Health Occupational Therapist Salary Range: $105K-$115K Territory: New Richmond,... ...under minimal supervision Must be a licensed driver who can travel to all business locations Come As You Are At AccentCare,...
...Job Description Job Description Help Desk Technician Apprenticeship Program (Full-Time)???? Location: On-site in Arecibo, Puerto Rico Job Type: Full-Time Apprenticeship Program ???? Start Date: ASAP About the Position: We are looking for a full...
...maniera tempestiva. Principali responsabilita e attivita Nel Dipartimento di Warehouse, stiamo cercando una brillante risorsa che, a diretto riporto del Sr Warehouse Manager, avr le seguenti responsabilit e attivit: Garantisce il pieno rispetto delle...
At Verint, we believe customer engagement is the core of every global brand. Our mission... ...experience. The role will collaborate with virtual account teams including account... ...customer success managers, professional services, customer care and renewal managers to ensure...
...About Us: Mandell Law is a respected criminal defense law firm with a reputation for aggressive representation and compassionate client care. We handle a wide range of criminal matters from misdemeanors to serious felonies, and pride ourselves on our commitment to justice...